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Home » Wells Fargo Internship – Lead Institutional Investment Operations Specialist In Des Moines

Wells Fargo Internship – Lead Institutional Investment Operations Specialist In Des Moines

    Website Wells Fargo

    Job Description:

    This role supports the Wells Fargo EMEA WFS business, reporting to the Head of EMEA Regulatory Operations. This role’s primary purpose is to support the design and production, as well as ensuring control and ongoing monitoring, of regulatory obligations impacting the WFS business in EMEA. The Regulatory Operations Team will be responsible for ongoing management of all regulatory obligations, starting with MiFID II, and expanding to other obligations once established (e.g. SFTR, EMIR) The role also includes working with Front Office, Technology, Middle Offices and Operations Teams globally around any projects and process improvements.

    Job Responsibilities:

    • Assist with the Quarterly review and preparation of the group’s procedures and any related sign off checklists
    • Continuously reviewing the control environment for gaps or issues
    • Assist with monitoring of established regulatory controls and any applicable reporting threshold changes
    • Assist with the design and production of robust daily, weekly monthly reporting to ensure compliance with the core regulatory requirements
    • Review, analysis and impact assessment across applicable EMEA regulations to ensure completeness
    • Collaborating globally to ensure alignment of procedures and processes
    • Keep up to date with Regulatory developments
    • Documentation and capture of all regulatory processes and controls within RACT
    • Visibility of front-to-back regulatory processes & reporting mechanisms in order to provide effective challenge and review

    Job Requirements/Qualifications:

    • Strong attention to detail and embraces a ‘Right First Time’ mentality
    • Experience with EMEA regulatory requirements and reporting rules (MiFID II experience desirable)
    • Work experience in the financial sector, ideally in a regulatory focused role
    • Proficient with Microsoft Excel and other Microsoft Office products
    • Strong resilience, with the ability to pursue items or required change
    • Able to communicate in a clear and concise manner and share information/new ideas with other team members
    • An understanding of the current regulatory environment (EMIR, MIFID, SFTR etc) and how that impacts the business/operations
    • Highly developed analytical skills

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